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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-01-24
MD RA APPROVED 1998-06-29
  • TX RA
    APPROVED_RES
    Since 2007-01-24
  • MD RA
    APPROVED
    Since 1998-06-29

Branch Locations

4800 Montgomery Ln Ste 620, Bethesda, MD 20814 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bethesda MD 09/2005 03/2020
Ameriprise Financial Services, Llc Bethesda MD 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 5709 Brewer House Circle, #101, Rockville, MD, 20852; Not Investment-Related; 06/01/2024. Business Ownership; B-Squared Leasehold, LLC; Hold the lease and manage office space for Ameriprise Adivsors; Oversea office space and manage lease for 4 Ameriprise Advisors and their staffs; 4800 Montgomery Lane Suite 620, , Bethesda, MD, 20814; Investment-Related; 02/18/2022; 10 to 19 hours per month; 1 to 9 during trading hours / FP Matters, LLC; Manage staff, oversee office expenses; HR Management and Overhead Services; 4800 Montogmery Lane Suite 620, , Bethesda, MD, 20814; Investment-Related; 01/01/2012; 20 to 39 hours per month; 1 to 9 during trading hours. Board of Directors; Capital Speakers Club Board of Directors; Database Committee; 747 N Ashton St, , Alexandria, VA, 22312; Not Investment-Related; 07/01/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; FP Matters LLC; Owner; Manage advisory business; 4800 Montgomery Lane Suite , Suite 620, Bethesda, MD, 20814; Investment-Related; 01/20/2023; 1 to 9 hours per month; 1 to 9 during trading hours / B-Squared Leasehold, LLC; Co-owner; Real Estate; 4800 Montgomery Lane, Suite 620, Bethesda, MD, 20814; Not Investment-Related; 02/18/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-09
S63 Uniform Securities Agent State Law Examination 1998-06-01
  • S65 Uniform Investment Adviser Law Examination
    1998-06-09
  • S63 Uniform Securities Agent State Law Examination
    1998-06-01
Designations
Other Names
  • Ilene Brostrom

View on SEC IAPD

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