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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-09-22 |
| TX | RA | APPROVED | 2020-09-17 |
Branch Locations
1892 Burleigh Blvd, Tavares, FL 32778 • United States
6930 Gall Blvd, Zephyrhills, FL 33542 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centerstate Bank, N.A. / South State Bank | Zephyrhills | FL | 03/2008 | Present |
| Nbc Securities, Inc. | Zephyrhills | FL | 03/2011 | 09/2020 |
| Lpl Financial, Llc | Zephyrhills | FL | 09/2020 | Present |
1) 03/2013 - Financial Institution Duty - CenterState Bank, N.A. / South State Bank - INVESTMENT RELATED - ZEPHYRHILLS, FL 33542 2) 09/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CENTER STATE WEALTH MANAGEMENT - INVESTMENT RELATED - ZEPHYRHILLS, FL 33542 3) 7/23/2021 - SouthState Bank - DBA: SouthState Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-08 |
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