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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-09-22
TX RA APPROVED 2020-09-17
  • FL RA
    APPROVED
    Since 2020-09-22
  • TX RA
    APPROVED
    Since 2020-09-17

Branch Locations

1892 Burleigh Blvd, Tavares, FL 32778 • United States

6930 Gall Blvd, Zephyrhills, FL 33542 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centerstate Bank, N.A. / South State Bank Zephyrhills FL 03/2008 Present
Nbc Securities, Inc. Zephyrhills FL 03/2011 09/2020
Lpl Financial, Llc Zephyrhills FL 09/2020 Present
  • 03/2008 → Present
    Centerstate Bank, N.A. / South State Bank
    Zephyrhills, FL
  • 03/2011 → 09/2020
    Nbc Securities, Inc.
    Zephyrhills, FL
  • 09/2020 → Present
    Zephyrhills, FL
Previous Registrations
  • 2011-04-13 → 2020-09-30
    Zephyrhills, FL
    Tavares, FL
  • 2008-03-25 → 2011-03-25
    Zephyrhills, FL
    Meriden, CT
    Leesburg, FL
  • 2007-05-16 → 2008-03-07
    Colonial Asset Management Inc
    Winter Garden, FL
    Orlando, FL
    Montgomery, AL
  • 2007-02-20 → 2007-05-17
    Gunnallen Financial, Inc
    Tampa, FL
    Jacksonville, FL
  • 2003-04-29 → 2006-12-04
    Td Ameritrade, Inc.
    Orlando, FL
    Orlando, FL
Other Businesses

1) 03/2013 - Financial Institution Duty - CenterState Bank, N.A. / South State Bank - INVESTMENT RELATED - ZEPHYRHILLS, FL 33542 2) 09/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - CENTER STATE WEALTH MANAGEMENT - INVESTMENT RELATED - ZEPHYRHILLS, FL 33542 3) 7/23/2021 - SouthState Bank - DBA: SouthState Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-23
S63 Uniform Securities Agent State Law Examination 1998-06-08
  • S65 Uniform Investment Adviser Law Examination
    1998-06-23
  • S63 Uniform Securities Agent State Law Examination
    1998-06-08
Other Names
  • Richard D Gant
  • Richard D Gant
  • Richard D Gant
  • Richard D Gant

View on SEC IAPD

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