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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-03-27 |
| FL | RA | APPROVED | 2026-02-11 |
| TX | RA | APPROVED | 2026-02-10 |
Branch Locations
1025 Greenwood Blvd Ste 179, Lake Mary, FL 32746 • United States
271 N Main St Ste 208, Rutland, VT 05701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Orlando | FL | 02/2026 | Present |
| Ubs Financial Services Inc. | S. Burlington | VT | 09/2004 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-07 |
| S65 | Uniform Investment Adviser Law Examination | 1997-11-07 |
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