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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-03-23
TX RA APPROVED 2023-03-23
  • MI RA
    APPROVED
    Since 2023-03-23
  • TX RA
    APPROVED
    Since 2023-03-23

Branch Locations

112 Kercheval Avenue Suite A, Grosse Pointe Farms, MI 48236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dearborn MI 01/2001 03/2023
Janney Montgomery Scott Llc Grosse Pointe Farms MI 03/2023 Present
Previous Registrations
Other Businesses

1. Southgate Brownfield Redevelopment Corporation, Southgate, MI. Board Member (11/2023) - voting on Southgate Brownfield redevelopment. Not investment related, not compensated, 1 hour/month. 2. University of Michigan Modern Greek Studies, Ann Arbor, MI. Board Member (11/2023) - Vote on classics. Not investment related, not compensated, 1 hour/month. 3. Hellenic Congress, Northville, MI. Greek organization promoting Hellenism and Cultural activities. Board Member (04/2025) - help mentor young people about Greek culture, also help generate ideas on promoting the organization. Not investment related, not compensated, 2 hrs./month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-01
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S65 Uniform Investment Adviser Law Examination
    2010-11-01
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31
Other Names
  • Athanasios Laskaris

View on SEC IAPD

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