Steven Paul Swensen

Current Employers

Employment History

• 04/2017 → 05/2022
  Morgan Stanley
  Salt Lake City, UT
• 06/2007 → 04/2017
  Wells Fargo Private Bank
  Salt Lake City, UT
• 07/2017 → 05/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2023 → Present
  Wintrust Investments Llc
  Chicago, IL
• 05/2022 → 12/2022
  Noves
  Las Vegas, NV
• 01/2023 → 07/2023
  Zions Bank
  Salt Lake City, UT
• 08/2023 → Present
  Great Lakes Advisors Llc
  Chicago, IL

Previous Registrations

• 2023-09-06 → 2025-12-31
  Great Lakes Advisors, Llc
  Chicago, IL
• 2017-06-05 → 2022-05-18
  Morgan Stanley
  Salt Lake City, UT

Other Businesses

Every Magic Seed Holdings; Investment related No; Bountiful, UT; Holding company; Partner (proprietor, partner, officer, director, employee, trustee, agent); September 2020; During business hours: 0; After business hours: 4; Administrative, Business Development/Growth Blue Spruce Properties; Investment related Yes; Bountiful, UT; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); September 2020; During business hours: 0; After business hours: 4; Administrative, Property Management. Great Lakes Advisors, LLC located at 231 S. LaSalle St 4th Floor Chicago, IL 60604. Investment-related, affiliated investment advisor. Position is a portfolio manager role with approximately 160 hours of which 160 hours per month is during securities trading hours. Responsibilities include client service and portfolio management. Start date of position is 08/14/2023. WTI Compliance has reviewed the outside employment and has determined that activity: 1) Does not interfere or compromise employee's responsibilities to WTI and 2.) Not be viewed by the public as part of WTI's business.

Exams

• S66 Uniform Combined State Law Examination
  2017-06-03
• S63 Uniform Securities Agent State Law Examination
  1997-11-24