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Andrew Scott Butler

LPl Financial LLC

Justin, TX

CRD 2951430

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

Justin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas American Insurers Fort Worth TX 07/1995 Present
Next Financial Group, Inc Houston TX 04/2009 07/2025
Lpl Financial Llc Justin TX 07/2025 Present
  • 07/1995 → Present
    Texas American Insurers
    Fort Worth, TX
  • 04/2009 → 07/2025
    Next Financial Group, Inc
    Houston, TX
  • 07/2025 → Present
    Justin, TX
Previous Registrations
  • 2012-10-11 → 2025-07-10
    Next Financial Group, Inc.
    Justin, TX
    Houston, TX
Other Businesses

1. 07/10/2025- CAMM CORP- Real Estate Rental- INV Related- Home Based- Start date 01/01/1997- 1 Hour Per Month- 1 Hour During Trading 2. 07/10/2025- Wyman and Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/15/2015- 160 Hours Per Month- 160 Hours During Trading 3. 07/10/2025- WYMAN FINANCIAL SOLUTIONS- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 04/25/2018- 160 Hours Per Month- 160 Hours During Trading 4. 07/10/2025- Wyman and Associates- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2013- 20 Hours Per Month- 20 Hours During Trading 5. 07/10/2025-Texas American Insurers, Inc.- Property and Casualty- INV Related- At Reported Business Location(s)- Start date 07/05/1995- 80 Hours Per Month- 80 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-26
S63 Uniform Securities Agent State Law Examination 2005-04-25
  • S65 Uniform Investment Adviser Law Examination
    2012-09-26
  • S63 Uniform Securities Agent State Law Examination
    2005-04-25
Other Names
  • Andrew Butler

View on SEC IAPD

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