J. D Testa

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2017
  Morgan Stanley Smith Barney
  Palo Alto, CA
• 01/2015 → 11/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2017 → 10/2019
  Wells Fargo Advisors Financial Network, Llc
  Los Gatos, CA
• 10/2019 → 09/2020
  Wells Fargo Advisors Financial Network, Llc
  Los Gatos, CA
• 09/2020 → Present
  Wells Fargo Advisors Financial Network, Llc
  San Jose, CA

Previous Registrations

• 2009-06-01 → 2017-11-02
  Morgan Stanley
  Palo Alto, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palo Alto, CA
• 2006-07-21 → 2007-04-02
  Morgan Stanley Dw Inc.
  Palo Alto, CA
• 2003-07-01 → 2006-07-24
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  San Jose, CA
• 1997-07-08 → 2003-07-01
  Prudential Equity Group, Llc
  San Jose, CA

Other Businesses

TESTA CAPITAL INC, INVT RELATED, SAN JOSE, CA, 100% OWNERSHIP, START DATE 9/17/2019, 160 HRS PER MONTH, 120 HRS DURING TRADING, FOR FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-28
• S63 Uniform Securities Agent State Law Examination
  1997-11-21

Other Names

• John David Pipkin
• John David Testa