Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-08-03 |
Branch Locations
225 White St W, Rock Hill, SC 29730-4039 • United States
Rock Hill, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rock Hill | SC | 12/2009 | 07/2020 |
| Family Trust Federal (Cu) | Rock Hill | SC | 12/2009 | 07/2020 |
| Ameriprise Financial Services, Llc | Rock Hill | SC | 07/2020 | Present |
Board of Directors; EO Board; Member; 301 East 9th Street, , Charlotte, NC, 28202; Not Investment-Related; 03/17/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-02 |
Reach out to this advisor