James Francis Leblond

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2021-10-27
TX	RA	APPROVED_RES	2013-08-26
ME	RA	APPROVED	2006-03-03

NH RA
APPROVED

Since 2021-10-27
TX RA
APPROVED_RES

Since 2013-08-26
ME RA
APPROVED

Since 2006-03-03

Branch Locations

Saco, ME • United States

1 Pool Street, Biddeford, ME 04005 • United States

17 Westbrook Common, Westbrook, ME 04092 • United States

Biddeford, ME • United States

Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2009-06-02

ME RA
APPROVED

Since 2009-06-02

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

110 Main Street Suite 1214, Saco, ME 04072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Biddeford	ME	09/2005	Present
Northeast Planning Associates, Inc.	Biddeford	ME	05/2009	Present

09/2005 → Present

Lpl Financial Llc

Biddeford, ME
05/2009 → Present

Northeast Planning Associates, Inc.

Biddeford, ME

Other Businesses

1. 05/28/2009 - Northeast Planning Associates, Inc. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT 2. 07/16/2009 - NORTHEAST PLANNING ASSOCIATES, INC. - GROUP HEALTH - FROM 6/17/09 MEETING WITH BRANCH MGR ED HIERS - ADDING GROUP HEALTH INSURANCE TO BENEFITS PORTFOLIO TO PROVIDE ADDITIONAL IN WHEN PRIMARY FOCUS (RETIREMENT PLANS) IS UNAVAILABLE. - 10% OF TIME SPENT - BIDDEFORD, ME 3. 08/04/2009 - NORTHEAST PLANNING ASSOCIATES, INC. - REGISTERED INVESTMENT ADVISOR - NPA IS MY RIA - 25% OF TIME SPENT - BIDDEFORD, ME 4. 04/07/2014 - NO BUSINESS NAME - INV REL - Non-Variable Insurance - 10% TIME SPENT -Looking to do outside fixed insurance business at outside agencies. See all listed lines above. 5. 8/31/2017 - Fluffy Kitty Ninjas (Show Name) - Not Investment Related - Home Based - other-gaming - Started 08/13/2017 - 15 Hours Per Month/1 Hour During Securities Trading - eSports in leagues.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-03-01
S63	Uniform Securities Agent State Law Examination	2001-06-01

S65 Uniform Investment Adviser Law Examination

2006-03-01
S63 Uniform Securities Agent State Law Examination

2001-06-01

Other Names

Jamie Leblond

View on SEC IAPD