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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-07-29 |
| TX | RA | APPROVED_RES | 2024-07-26 |
Branch Locations
3280 Peachtree Rd Ne Ste 300, Atlanta, GA 30305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 08/2011 | 07/2024 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 07/2024 | Present |
WREAK HAVOC SPORTS LLC; NOT INV. RELATED; ATLANTA, GA; 50% OWNERSHIP, INDOOR PICKLEBALL; START DAE 10/16/2023; 4 HOURS PER MONTH; 0 HOURS DUIRNG TRADING; DUTIES FIND A LOCATION. BOLD SPORTS LLC; NOT INV. RELATED; ATLANTA, GA; 8% OWNERSHIP; PICKLEBALL PADDLE BUSINESS; START DATE 1/1/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: PROMOTING PADDLES WHEN PLAYING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-09 |
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