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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-08-21
TX RA APPROVED_RES 2016-10-31
WI RA APPROVED 1998-09-24
  • FL RA
    APPROVED
    Since 2018-08-21
  • TX RA
    APPROVED_RES
    Since 2016-10-31
  • WI RA
    APPROVED
    Since 1998-09-24

Branch Locations

1700 Silverbrook Drive; Second Floor, West Bend, WI 53095 • United States

Wisconsin Dells, WI • United States

West Bend, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Milwaukee WI 09/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-21
S63 Uniform Securities Agent State Law Examination 1998-09-22
  • S65 Uniform Investment Adviser Law Examination
    1999-09-21
  • S63 Uniform Securities Agent State Law Examination
    1998-09-22

View on SEC IAPD

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