Inactive

Romy Slatt Pavolotsky

Foster City, CA

CRD 2950567

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Employer firm

Bailard, Inc. CRD 110550

$7.56B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2001-07-25

CA RA
APPROVED

Since 2001-07-25

Branch Locations

950 Tower Lane Suite 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bailard Fund Services, Inc.	Foster City	CA	02/1997	06/2018
Bailard, Inc.	Foster City	CA	02/1997	Present

02/1997 → 06/2018

Bailard Fund Services, Inc.

Foster City, CA
02/1997 → Present

Bailard, Inc.

Foster City, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-10-20

S66 Uniform Combined State Law Examination

1997-10-20

Designations

Certified Financial Planner

Other Names

Romy Hillary Slatt
Romy Slatt Povolotsky

View on SEC IAPD

Nearby Firms

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Nearby Investors

Ronald Timothy Clement

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA

U.S. BANCORP ADVISORS, LLC · Foster City, CA

J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

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