Steven Roger Sanson

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1996 → 12/2019
  Financial Education Group
  Harleysville, PA
• 06/1987 → 07/2019
  Pa Army National Guard
  Annville, PA
• 10/1997 → Present
  Financial Voyages
  Harleysville, PA
• 12/1999 → Present
  Sanson Financial
  Harleysville, PA
• 01/2010 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 01/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2002-05-17 → 2009-12-31
  Voya Financial Advisors, Inc.
  Harleysville, PA
  Snippack, PA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. 01/04/10. 2) SANSON FINANCIAL LLC, 425 Main Street, Harleysville PA 19438, 01/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MONTH 0 HR/MONTH TRADING 3) FINANCIAL VOYAGES LLC, 425 MAIN ST, HARLEYSVILLE, PA, 10/1997 INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 20 HR/MO - 0/TRADING. 4) FINRA NON PUBLIC ARBITRATOR, 48 N 3rd Street, Apt 4, Philadelphia PA 19106, 02/2026, FINRA Non Public Arbitrator Board Member, To serve on a FINRA arbitration board as a non public member, NIR, 8 HR/MO, 8 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-09
• S63 Uniform Securities Agent State Law Examination
  1997-10-07

Designations

• Chartered Financial Consultant

Other Names

• Steve Sanson