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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-09
  • NY RA
    APPROVED
    Since 2021-07-09

Branch Locations

219 Harrison Ave., Harrison, NY 10528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jaime J Barrios Cpa P.C. Harrison NY 05/1983 Present
Cambridge Investment Research, Inc Faifield IA 10/2005 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 10/2005 Present
Vantage Financial Services, Inc. Harrison NY 02/1998 Present
  • 05/1983 → Present
    Jaime J Barrios Cpa P.C.
    Harrison, NY
  • 10/2005 → Present
    Cambridge Investment Research, Inc
    Faifield, IA
  • 10/2005 → Present
    Fairfield, IA
  • 02/1998 → Present
    Vantage Financial Services, Inc.
    Harrison, NY
Other Businesses

1) VANTAGE FINANCIAL SERVICES, INC HARRISON, NY. PRESIDENT SINCE 2/27/98 DOING TAX PREPARATION,ACCOUNTING , FINANCIAL PLANNING FOR A FEE, PAYROLL PROCESSING. INVESTMENT RELATED. 2080 HRS/YRLY AND 6 DURING TRADE HRS. 2) JAIME BARRIOS CPA HARRISON, NY. PROPRIETOR SINCE 4/23/85 AS PUBLICE ACCOUNTING. NON-INVESTMENT RELATED. 30 HRS/YRLY AND 0 DURING TRADE HRS. 3) OWN A TWO FAMILY HOME WHERE ONE UNIT IS RENTED OUT, 14 HAVILAND ST, HARRISON, NY, SINCE 5/2008. NIR - DEVOTES 1 HR/MO - NONE DURING TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/17/2005 5) VANTAGE FINANCIAL SERVICES INC, Harrison NY 10528, United States, 10/17/2005, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-16
S63 Uniform Securities Agent State Law Examination 1997-12-05
  • S65 Uniform Investment Adviser Law Examination
    1999-11-16
  • S63 Uniform Securities Agent State Law Examination
    1997-12-05

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