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83 Calvert St, Harrison, NY 10528 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-20 |
| NH | RA | APPROVED | 2021-03-17 |
| TX | RA | APPROVED | 2021-03-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 04/2008 | 10/2019 |
| Global Retirement Partners, Llc | Pearl River | CA | 04/2015 | 12/2019 |
| Ifp Securities, Llc | Tampa | FL | 12/2019 | 03/2021 |
| Independent Financial Partners | Tampa | FL | 10/2019 | 03/2021 |
| Lightedway Financial Services, Llc | Harrison | NY | 03/2021 | Present |
(1) LightedWay Advisory Services - DBA; Investment Related; 83 Calvert St, Harrison, NY 10528; Financial Advisor; Advisory Business / Brokerage Business; Start 10/1/2019; 100% time spend on OBA.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-23 |
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