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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-01 |
| WA | RA | APPROVED | 2006-07-21 |
Branch Locations
1009 N. Center Pkwy Suite 200, Kennewick, WA 99336 • United States
Kennewick, WA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Kennewick | WA | 03/2008 | Present |
(1) KBC LLC; ADDRESS: N/A; BUSINESS DESCRIPTION: YOUTH BASKETBALL ORGANIZATION; NOT INVESTMENT RELATED; START DATE: 05/01/2013; CAPACITY: OWNER-ACTIVE/PASSIVE; DUTIES: COACHING BASKETBALL CLINICS TO 3RD THRU 8TH GRADERS; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) PENDLETON INVESTMENTS LLC; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: REAL ESTATE INVESTMENTS AND PROJECTS; NOT INVESTMENT RELATED; START DATE: 08/01/2016; CAPACITY: OWNER-ACTIVE; DUTIES: GENERAL REAL ESTATE INVESTMENT DECISIONS ALONG WITH CO-OWNER; HOURS DEVOTED PER WEEK: 3 TO 5; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 3
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-04 |
| S65 | Uniform Investment Adviser Law Examination | 1997-11-04 |
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