Thomas Francis Riley

Employer firm

Legacy Advisors, LLC CRD 139830

$5.17B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → Present
  M Holdings Securities, Inc.
  Portland, OK
• 04/2013 → Present
  Legacy Advisors, Llc
  Plymouth Meeting, PA

Previous Registrations

• 2008-03-07 → 2013-04-02
  Kistler-Tiffany Advisors
  Berwyn, PA

Other Businesses

1) Legacy Advisors; 5 Apollo Road, Plymouth Meeting PA 19462; M Financial Member Firm Affiliation; Investment Related; Estate planning recommendations; Provide investment and/or financial planning advice/services to clients; 4/12/2013; 160 Hours per month; 160 hours per month during trading hours. 2) Thomas F. Riley; 987 Centennial Drive, West Chester, PA 19382; 04/30/2020; Agent; Renewal life insurance commissions from time when I was self-employed; Investment Related; 0 hours/month; 0 hours/month during business hours; Commissions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-06
• S63 Uniform Securities Agent State Law Examination
  1999-10-09