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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-11 |
| TX | RA | APPROVED | 2026-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2011 | 02/2018 |
| Wells Fargo Advisors Financial Network, Llc | Pasadena | CA | 02/2018 | 04/2022 |
| Stifel Independent Advisors, Llc | Woodland Hills | CA | 04/2022 | 05/2026 |
| Raymond James Financial Services, Inc. | Pasadena | CA | 05/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Pasadena | CA | 05/2026 | Present |
(1)Name of Business: Address: 11772 Ricasoli Way, Porter Ranch, CA, 91326, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 03/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sell non variable group health insurance (2)Name of Business: KWM Wealth Advisory Address: 975 S Fair Oaks Ave, Pasadena, CA, 91105, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/20/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisory and support
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-25 |
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