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11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-11-07 |
Branch Locations
11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William Blair | Chicago | IL | 07/2016 | 12/2018 |
| Aristotle Capital Management, Llc | Los Angeles | CA | 09/2019 | 10/2023 |
| Imst Distributors, Llc | Los Angeles | CA | 10/2019 | Present |
| Sabbatical | Beverly Hills | CA | 12/2018 | 08/2019 |
| Foreside Financial Services, Llc | Los Angeles | CA | 10/2023 | Present |
ARISTOTLE CAPITAL MANAGEMENT, LLC, LOS ANGELES, CA, INVESTMENT RELATED-INVESTMENT MANAGEMENT, START DATE 9/26/2019, SENIOR VICE PRESIDENT-REGIONAL DIRECTOR, PROMOTING AND SELLING ARISTOTLE PRODUCTS IN THE REGION, 240 HOURS PER MONTH WITH 0 DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-17 |
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