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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2006-12-12
  • NC RA
    APPROVED
    Since 2006-12-12

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 08/2006 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 08/2006 Present
Other Businesses

(1) SELF - MULTIPLE RENTAL PROPERTIES POSITION: Property Owner NATURE: Rental Income for Property #1 is $1000 a monthRental Income for Property #2 is $1500 a monthRental Income for Property #3 is $3100 a monthRental Income for Property #4 is $1000 a month Rental Income for Property #5 is $1100 a month Rental Income for Property #6 is $1350 a month INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2017 ADDRESS: Home Address, Charlotte NC 28205, United States DESCRIPTION: Rental Property (2) ASSOCIA CAROLINAS POSITION: President of HOA NATURE: Home Owners Association (HOA) for Terraces at Quail Hollow neighborhood INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 6000 Fairview Road, Suite 1200, Charlotte NC 28210, United States DESCRIPTION: Home Owners Association (HOA) for Terraces at Quail Hollow neighborhood (3) TOWNS ON CENTRAL HOA POSITION: President of HOA NATURE: Effective September 5, 2025, I have accepted the position of President of the HOA for the Towns on Central HOA. This HOA governs one of my existing rental properties that was already disclosed in my rental property portfolio. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2025 ADDRESS: 1607 Chatham Ave, Charlotte NC 28205, United States DESCRIPTION: President of HOA - 4 quarterly meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-12-11
S63 Uniform Securities Agent State Law Examination 1999-07-01
  • S65 Uniform Investment Adviser Law Examination
    2006-12-11
  • S63 Uniform Securities Agent State Law Examination
    1999-07-01

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