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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2006-12-12 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 08/2006 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2006 | Present |
(1) SELF - MULTIPLE RENTAL PROPERTIES POSITION: Property Owner NATURE: Rental Income for Property #1 is $1000 a monthRental Income for Property #2 is $1500 a monthRental Income for Property #3 is $3100 a monthRental Income for Property #4 is $1000 a month Rental Income for Property #5 is $1100 a month Rental Income for Property #6 is $1350 a month INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2017 ADDRESS: Home Address, Charlotte NC 28205, United States DESCRIPTION: Rental Property (2) ASSOCIA CAROLINAS POSITION: President of HOA NATURE: Home Owners Association (HOA) for Terraces at Quail Hollow neighborhood INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 6000 Fairview Road, Suite 1200, Charlotte NC 28210, United States DESCRIPTION: Home Owners Association (HOA) for Terraces at Quail Hollow neighborhood (3) TOWNS ON CENTRAL HOA POSITION: President of HOA NATURE: Effective September 5, 2025, I have accepted the position of President of the HOA for the Towns on Central HOA. This HOA governs one of my existing rental properties that was already disclosed in my rental property portfolio. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2025 ADDRESS: 1607 Chatham Ave, Charlotte NC 28205, United States DESCRIPTION: President of HOA - 4 quarterly meetings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-01 |
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