Brian Keith Bausman

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2024-06-18
SC	RA	APPROVED	2023-06-02
FL	RA	APPROVED	2017-10-17
TX	RA	APPROVED_RES	2006-09-28
VA	RA	APPROVED	2002-01-10

WV RA
APPROVED

Since 2024-06-18
SC RA
APPROVED

Since 2023-06-02
FL RA
APPROVED

Since 2017-10-17
TX RA
APPROVED_RES

Since 2006-09-28
VA RA
APPROVED

Since 2002-01-10

Branch Locations

Snowshoe, WV • United States

37 Main St Ste 204, Warrenton, VA 20186 • United States

Orange Park, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Warrenton	VA	09/2005	03/2020
Ameriprise Financial Services, Llc	Warrenton	VA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Warrenton, VA
03/2020 → Present

Ameriprise Financial Services, Llc

Warrenton, VA

Other Businesses

Other Business Activities; BB Business Account; pay business expenses; 37 Main St, , Warrenton, VA, 20186; Not Investment-Related; 09/01/2011; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-02-10
S63	Uniform Securities Agent State Law Examination	1997-12-16

S65 Uniform Investment Adviser Law Examination

2000-02-10
S63 Uniform Securities Agent State Law Examination

1997-12-16

Other Names

Brian Keith Bausman
Brian K Bausman

View on SEC IAPD