Joseph Uradnik

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 09/2020
  Federal Reserve Bank Of Boston
  Boston, MA
• 09/2020 → 02/2021
  Jdu Consulting
  Boston, MA
• 02/2021 → Present
  Ae Financial Services, Llc
  Topeka, KS
• 02/2021 → Present
  Ae Wealth Management
  Topeka, KS

Previous Registrations

• 2008-09-08 → 2014-07-15
  Citizens Securities, Inc.
  Stamford, CT
  New Haven, CT
  North Haven, CT
  Branford, CT
  New Haven, CT
  Milford, CT
  Orange, CT
  Woodbridge, CT
  New Haven, CT
  Canton, MA
• 2008-05-27 → 2008-10-03
  Lpl Financial Llc
  Hartford, CT
  Southington, CT
  Newington, CT
  Plainville, CT
  West Hartford, CT
  West Hartford, CT
  Branford, CT
• 2007-04-02 → 2008-05-27
  Ifmg Securities, Inc.
  West Hartford, CT
  West Hartford, CT
  Branford, CT
  Bristol, CT
  Plainville, CT
  Hartford, CT
  Hartford, CT
  Southington, CT
  Newington, CT
• 2004-10-20 → 2007-03-23
  Banc Of America Investment Services, Inc.
  Rocky Hill, CT
  East Hartford, CT
  Middletown, CT
  East Hartford, CT
  Newington, CT
  New Britain, CT
  New Britain, CT
  Middletown, CT
  Middletown, CT
• 2003-09-10 → 2004-10-20
  Quick & Reilly, Inc.
  Middletown, CT
• 2002-02-01 → 2003-05-19
  Advest, Inc.
  Middletown, CT

Other Businesses

AE Wealth Management LLC POSITION: Associated Person NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE 02/2021 ADDRESS: 137 N. Honey Springs Avenue Fuquay-Varina, NC 27526

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-11-10
• S63 Uniform Securities Agent State Law Examination
  1997-10-24

Other Names

• Joseph Daniel Uradnik
• Joseph D Uradnik