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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-21 |
| SC | RA | APPROVED | 2024-10-31 |
| TX | RA | APPROVED_RES | 2021-09-22 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2020-08-21 |
| CA | RA | APPROVED | 2020-06-26 |
| IL | RA | APPROVED | 2020-06-26 |
| FL | RA | APPROVED | 2015-01-21 |
| PA | RA | APPROVED | 2011-04-01 |
| CO | RA | APPROVED | 2006-11-08 |
| CT | RA | APPROVED | 2005-01-14 |
| NJ | RA | APPROVED | 2005-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Paramus | NJ | 08/2004 | Present |
| Park Avenue Securities | Paramus | NJ | 08/2004 | Present |
1. LIFE INSURANCE OTHER THAN GUARDIAN, Start: 01/01/2003, Address: 52 FOREST AVE; PARAMUS, NJ 07652, 2 bus hours per month, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-20 |
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