Roberta Jean Rocas

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 03/2018
  Nbt Bank
  Canajoharie, NY
• 03/2018 → 07/2019
  Hugh Johnson Advisors
  Albany, NY
• 07/2019 → 09/2025
  Graypoint Llc
  Albany, NY
• 09/2025 → Present
  Cerity Partners Llc
  New York, NY

Previous Registrations

• 2021-09-03 → 2025-10-03
  Graypoint Llc
  Albany, NY

Other Businesses

1) Proctors; Non Investment Related; 432 state street, Schenectady NY. 12305; Non-profit organization providing access to the performing arts; Board member; Attend board meetings, collaborate on initiatives of the group; 1/30/2025; 2 hrs/month during securities trading hours; 2 hours/month outside trading hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-04-25
• S65 Uniform Investment Adviser Law Examination
  1997-09-13

Other Names

• Roberta Jean Loring