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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-11
  • NY RA
    APPROVED
    Since 2025-09-11

Branch Locations

5801 Sunrise Hwy, Holbrook, NY 11741 • United States

68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States

3178 Middle Country Rd, Lake Grove, NY 11755 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Citigroup Holbrook NY 02/2016 09/2025
Wells Fargo Clearing Services, Llc Melville NY 09/2025 Present
Previous Registrations
  • 2016-02-23 → 2025-09-22
    Westlake Village, CA
    Holbrook, NY
    Bayport, NY
    Bay Shore, NY
    Boca Raton, FL
    Selden, NY
    Jacksonville, FL
    Holbrook, NY
    Port Jefferson, NY
    Holbrook, NY
    Mount Sinai, NY
  • 2012-08-02 → 2016-02-19
    Stony Brook, NY
    Coram, NY
    Port Jefferson, NY
    Patchogue, NY
    Patchogue, NY
    Wading River, NY
    Shirley, NY
    Rocky Point, NY
    Medford, NY
  • 2008-12-08 → 2010-10-29
    Smithtown, NY
    East Setauket, NY
    Commack, NY
    Commack, NY
  • 2004-07-13 → 2008-11-18
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

Trivona Corp; Not investment-related; Patchogue, NY; Affiliation started 04/28/2017; Title: Secretary; Duties: Partner - May oversee restaurant eight hours a month; No time is devoted to the business each month during security trading hours; 8 hours are devoted to the business each month outside of securities trading hours. ///// Kranmars Inc.; Restaurant consulting; Not investment-related; Miller Place, NY; Affiliation started 06/01/2018; Title: Consultant; Duties: Consult on management of restaurant; No time is devoted to the business each month during securities trading hours; 20 hours are devoted to the business each month outside of securities trading hours.What is the name of the outside business?: BANGZOOM CORP//What is the nature of the outside business?: Food service//Is the outside business investment-related, per the definition given above?No//What is the location of the outside business?: BAYSHORE, NY//What date did you start the outside business affiliation?: 08-29-2025//What is your title in the outside business?: Secretary//What are your duties in the outside business? (be brief): no active day to day duties, just investing//How many hours do you devote to the outside business each month during securities trading hours?: 0//How many hours do you devote to the outside business each month outside of securities trading hours?: 6

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-09
S63 Uniform Securities Agent State Law Examination 1997-10-17
  • S66 Uniform Combined State Law Examination
    2004-07-09
  • S63 Uniform Securities Agent State Law Examination
    1997-10-17
Other Names
  • Albert Dandrea

View on SEC IAPD

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