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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-11 |
Branch Locations
5801 Sunrise Hwy, Holbrook, NY 11741 • United States
68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States
3178 Middle Country Rd, Lake Grove, NY 11755 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Holbrook | NY | 02/2016 | 09/2025 |
| Wells Fargo Clearing Services, Llc | Melville | NY | 09/2025 | Present |
Trivona Corp; Not investment-related; Patchogue, NY; Affiliation started 04/28/2017; Title: Secretary; Duties: Partner - May oversee restaurant eight hours a month; No time is devoted to the business each month during security trading hours; 8 hours are devoted to the business each month outside of securities trading hours. ///// Kranmars Inc.; Restaurant consulting; Not investment-related; Miller Place, NY; Affiliation started 06/01/2018; Title: Consultant; Duties: Consult on management of restaurant; No time is devoted to the business each month during securities trading hours; 20 hours are devoted to the business each month outside of securities trading hours.What is the name of the outside business?: BANGZOOM CORP//What is the nature of the outside business?: Food service//Is the outside business investment-related, per the definition given above?No//What is the location of the outside business?: BAYSHORE, NY//What date did you start the outside business affiliation?: 08-29-2025//What is your title in the outside business?: Secretary//What are your duties in the outside business? (be brief): no active day to day duties, just investing//How many hours do you devote to the outside business each month during securities trading hours?: 0//How many hours do you devote to the outside business each month outside of securities trading hours?: 6
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-17 |
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