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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-07
  • IN RA
    APPROVED
    Since 2021-06-07

Branch Locations

2115 W Alto Rd, Kokomo, IN 46902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Kokomo IN 08/1997 Present
Nicholas Pate Insurance Agency Kokomo IN 04/1995 Present
State Farm Investment Management Corp Kokomo IN 08/2018 06/2019
State Farm Investment Management Corp. Kokomo IN 06/2021 Present
Other Businesses

1) MAXIM PROPERTY LLC. PARTNER. 50% OWNERSHIP. 4703 WEXMOOR DR., KOKOMO, IN, 46902. MANAGING TENANT & LEASING. MY PARTNER (MY WIFE)DOES THE BOOK KEEPING. DEVOTES 4 HOURS PER MONTH. 0 HOURS DURING SECURITIES TRADING HOURS. NOT INVESTMENT RELATED. 2) Sagamore Council Boy Scouts of America; non-investment-related; 518 N Main St, Kokomo, IN 46901; board member; Association/Committee/Council; 9/10/2020; 5; 0; none 3) Nicholas Pate's Insurance Agency; Insurance Agency; Investment-related; 2115 W Alto Rd Kokomo, IN 46902-5397; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 4/1/1993; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-25
S63 Uniform Securities Agent State Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2021-04-25
  • S63 Uniform Securities Agent State Law Examination
    2000-11-28
Other Names
  • Nick Pate

View on SEC IAPD

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