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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-12-02 |
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
Franklinville, NJ • United States
333 Earle Ovington Boulevard Suite 510, Uniondale, NY 11553 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Garden City | NY | 06/2009 | 06/2024 |
| Securities America Advisors | Garden City | NY | 06/2009 | 06/2024 |
| Osaic Wealth, Inc. | Garden City | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | Garden City | NY | 06/2024 | Present |
1.HEALTH INSURANCE, NOT INV REL, VARIOUS COMPANIES, TRADITIONAL INSURANCE PRODUCTS, AGENT/BROKER, SELLING AND SERVICING INSURANCE CONTRACTS, 1997, 10HRS/MTH WORKING AND DURING TRADING HRS. -50% TIME SPENT W2 EMPLOYEE, SOFTWARE COMPANY, CFO, EGG HARBOR TWP, NEW JERSEY, 7/6/2009 - 50% TIME SPENT 2. ENROUTE COMPUTER SOLUTIONS INC POSITION: CFO NATURE: W2 EMPLOYEE, Air Traffic Control COMPANY, CFO, EGG HARBOR TWP, NEW JERSEY, 7/6/2009 - 50% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2009 ADDRESS: 2511 Fire Rd, Unit A4, Egg Harbor Twp NJ 08234, United States DESCRIPTION: CFO manage cash flow of the business, supervise the accounting department Executive duties 3. TSG FINANCIAL POSITION: Insurance Representative NATURE: HEALTH INSURANCE, NOT INV REL, VARIOUS COMPANIES, TRADITIONAL INSURANCE PRODUCTS, AGENT/BROKER, SELLING AND SERVICING INSURANCE CONTRACTS, 1997, 10HRS/MTH WORKING AND DURING TRADING HRS. -50% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1997 ADDRESS: 310 OLD COUNTRY RD, STE. 205, GARDEN CITY, NY 11530, United States DESCRIPTION: Prospect, fact find and recommend insurance products when appropriate... underwrite and place in force 4. CAD REALTY LLC POSITION: owner operator NATURE: Investing in real estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2021 ADDRESS: 114 Whitetail Pass, Franklinville NJ 08322, United States DESCRIPTION: I purchase real estate and rent it out or flip it. less than25 hours per year 5. RISK STRATEGIES POSITION: Insurance Representative NATURE: HEALTH INSURANCE, NOT INV REL, VARIOUS COMPANIES, TRADITIONAL INSURANCE PRODUCTS, AGENT/BROKER, SELLING AND SERVICING INSURANCE CONTRACTS, 1997, 10HRS/MTH WORKING AND DURING TRADING HRS. -50% TIME SPENT INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1997 ADDRESS: 333 Earl Ovington Blvd, Garden City NJ 11553, United States DESCRIPTION: Prospect, fact find and recommend insurance products when appropriate... underwrite and place in force
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-06 |
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