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Daniel Ray Doering

U.S. Bancorp Advisors, LLC

Saint Paul, MN

Scottsdale, AZ

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-13
  • AZ RA
    APPROVED
    Since 2026-02-13

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

16220 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Huntington Beach CA 12/2019 10/2022
J.P. Morgan Securities Llc Huntington Beach CA 12/2019 10/2022
U.S. Bank Scottsdale AZ 10/2022 Present
U.S. Bancorp Advisors, Llc Scottsdale MN 02/2026 Present
U.S. Bancorp Investments, Inc. Scottsdale AZ 01/2023 02/2026
Wells Fargo Bank, N.A. Las Vegas NV 05/1993 11/2019
Previous Registrations
  • 2023-01-20 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Scottsdale, AZ
    Buckeye, AZ
    Saint Paul, MN
    Sioux Falls, SD
    Spokane, WA
    Scottsdale, AZ
    Sun City West, AZ
  • 2020-05-29 → 2022-10-04
    J.P. Morgan Securities Llc
    Orange, CA
    Huntington Beach, CA
    Phoenix, AZ
    Glendale, AZ
    Peoria, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-22
S63 Uniform Securities Agent State Law Examination 1997-11-03
  • S66 Uniform Combined State Law Examination
    2020-05-22
  • S63 Uniform Securities Agent State Law Examination
    1997-11-03

View on SEC IAPD

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CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
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