Philip Unes

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-06-18
TX	RA	APPROVED	2025-06-18

IL RA
APPROVED

Since 2025-06-18
TX RA
APPROVED

Since 2025-06-18

Branch Locations

Edwards, IL • United States

3420 West Willow Knolls Dr. 1St Floor, Peoria, IL 61614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Peoria	IL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Peoria	IL	11/2016	06/2025
Wells Fargo Advisors Financial Network, Llc	Peoria	IL	06/2025	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Peoria, IL
11/2016 → 06/2025

Wells Fargo Clearing Services, Llc

Peoria, IL
06/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Peoria, IL

Previous Registrations

2008-01-01 → 2025-06-18

Wells Fargo Clearing Services, Llc

Peoria, IL
2001-01-05 → 2008-01-01

A. G. Edwards & Sons, Inc.

Peoria, IL

St. Louis, MO

Peoria, IL

Other Businesses

BUPUMU LLC: COMMON NAME: UNRUH & UNES WEALTH MANAGEMENT GROU; INV RELATED; PEORIA,IL; FINANCIAL ADVISING AND BROKERAGE SERVICES. ;50% OWNERSHIP; START DATE: 01/02/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING; |

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-01-03
S63	Uniform Securities Agent State Law Examination	1997-11-14

S66 Uniform Combined State Law Examination

2001-01-03
S63 Uniform Securities Agent State Law Examination

1997-11-14

Other Names

Philip A Unes
Philip Anthony Unes

View on SEC IAPD