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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-29 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Ave Securities Llc | Glendale | CA | 03/2015 | 11/2016 |
| Guardian Life Insurance | Glendale | CA | 03/2015 | 11/2016 |
| Guardian Life Insurance | Newport Beach | CA | 11/2016 | 08/2020 |
| Park Avenue Securities | Newport Beach | CA | 11/2016 | 08/2020 |
| Guardian Life Insurance | Irvine | CA | 09/2020 | 06/2024 |
| Park Avenue Securities | Irvine | CA | 09/2020 | 06/2024 |
| Guardian Life Insurance Company | Temecula | CA | 06/2024 | Present |
| Park Avenue Securities | Temecula | CA | 06/2024 | Present |
Insurance Services-Life Insurance other than Guardian policies, Start: 01/01/2015, Address: 29894 Corte Castille, Temecula, CA 92591, 2 total business hours per month, 1 during securities trading hours, Less than 10% annual compensation, Investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-05 |
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