Derek Scott De Pol

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 03/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 08/2017
  Mml Investors Services, Llc
  Paramus, NJ
• 08/2017 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-03-25 → 2017-08-15
  Mml Investors Services, Llc
  Paramus, NJ
• 2012-06-27 → 2017-03-25
  Msi Financial Services, Inc.
  Paramus, NJ
• 2007-05-04 → 2012-06-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 2006-06-28 → 2007-05-07
  Wells Fargo Clearing Services, Llc
  Cliffside Park, NJ
  Cliffside, NJ

Other Businesses

Property manager- De Pol Real Estate, LLC and De Pol Real Estate Holdings, LLC -from Oradell, NJ-0hrs sec, 1hrs nonsec-since 01/2016 LIFE, HEALTH, AND ANNUITIES POSITION: Sales agent NATURE: Selling and servicing insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/14/2017 ADDRESS: 65 Madison Ave, Morristown NJ 07962, United States DESCRIPTION: Selling and servicing insurance. ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2017-08-14,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-06
• S63 Uniform Securities Agent State Law Examination
  2001-06-11

Other Names

• Derek Scott Depol
• Derek Scott De Pol
• Derek De Pol