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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-31 |
| IN | RA | APPROVED | 2002-04-18 |
Branch Locations
8910 Purdue Rd Ste 705, Indianapolis, IN 46268 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Mutual Life | Indianapolis | IN | 03/1997 | Present |
| Principal Securities Inc | Indianapolis | IN | 09/1997 | Present |
**Fixed Insurance; Investment Related; Indianapolis, IN; Agent; Fixed Annuities, Life, DI , LTC, Group, Health; Start Date: 04/01/2021; 3 hrs per month; 3 during trading hours. **COLONIAL HILLS BAPTIST CHURCH POSITION: deacon NATURE: Church committee INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2022 ADDRESS: 8140 Union Chapel Rd, Indianapolis IN 46240, United States DESCRIPTION: Deacon...serving members of Colonial Hills Baptist church. Attend church meetings and occasionally meeting with members to learn how the church can serve their needs. Also helping with different ministries of the church.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-19 |
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