John Kacheong Lee

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Independent Financial Group, Llc
  San Diego, CA

Previous Registrations

• 2000-12-13 → 2005-11-02
  National Planning Corporation
  San Francisco, CA

Other Businesses

(1) LEE NG & ASSOCIATES POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2017 ADDRESS: 4305 Hacienda Dr., Ste. 360, Pleasanton CA 94588, United States DESCRIPTION: OWNER/OFFICER OF "LEE NG & ASSOCIATES" ACTING AS A DBA FOR SERVICES OFFERED (2) JOHN KA-CHEONG LEE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2000 ADDRESS: 4305 Hacienda Dr., Ste. 360, Pleasanton CA 94588, United States DESCRIPTION: INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS (3) NSV HOLDINGS CORPORATION POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 9 Mills Canyon Ct, Burlingame CA 94010, United States DESCRIPTION: Secretary/Treasurer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1998-02-05

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• John Kacheong Lee