Anthony Stephen Jovanovich

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 01/2025
  Wayne Hummer Investments L.L.C.
  Elgin, IL
• 01/2025 → Present
  Lpl Financial Llc
  Elgin, IL

Previous Registrations

• 2012-06-01 → 2025-01-23
  Wintrust Investments Llc
  Geneva, IL
  Elgin, IL
  Chicago, IL
  Elgin, IL
• 2005-07-06 → 2012-06-05
  Chase Investment Services Corp.
  Elgin, IL
  St. Charles, IL
  Carol Stream, IL
  Batavia, IL
  Rockford, IL
  Wheaton, IL
  Chicago, IL
• 2003-11-24 → 2005-07-06
  Banc One Securities Corporation
  Naperville, IL

Other Businesses

1. 01/2025- DBA - Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/27/2025- 160 Hours Per Month- 160 Hours During Trading 2. 01/2025- JoJoEnterprises LLC- Business Owner- INV Related- At Illinois- Start date 12/16/2015- 20 Hours Per Month- 1 Hour During Trading 3. 01/2025- Professional Bowlers Association- Coach/ Sports/ Fitness- Not INV Related- Start date 11/09/2021- 24 Hours Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-03-20
• S63 Uniform Securities Agent State Law Examination
  1997-10-15

Other Names

• Anthony S Jovanovich
• Tony Jovanovich
• Anthony Jovanovich