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David Alan Karpa

Clinton Investment Management, LLC

Stamford, CT

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Current Employers
Clinton Investment Management, Llc

333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-07-29
  • CT RA
    APPROVED
    Since 2017-07-29

Branch Locations

333 Ludlow Street South Tower, 8Th Floor, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cincinnati Asset Management Cincinnati OH 11/2005 07/2017
Clinton Investment Management Stamford CT 07/2017 Present
  • 11/2005 → 07/2017
    Cincinnati Asset Management
    Cincinnati, OH
  • 07/2017 → Present
    Clinton Investment Management
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-21
S63 Uniform Securities Agent State Law Examination 1998-06-10
  • S65 Uniform Investment Adviser Law Examination
    1999-05-21
  • S63 Uniform Securities Agent State Law Examination
    1998-06-10
Designations
Other Names
  • David Karpa

View on SEC IAPD

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