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Robert Winthrop Mercer

Ubs Financial Services Inc.

Ft. Worth, TX

Sharon, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-07-18
TX RA APPROVED 2011-04-15
  • IL RA
    APPROVED
    Since 2017-07-18
  • TX RA
    APPROVED
    Since 2011-04-15

Branch Locations

301 Commerce Ste 2800, Ft. Worth, TX 76102 • United States

Sharon, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Fort Worth TX 03/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-30
S63 Uniform Securities Agent State Law Examination 2000-03-29
  • S66 Uniform Combined State Law Examination
    2006-01-30
  • S63 Uniform Securities Agent State Law Examination
    2000-03-29
Other Names
  • Robert Winthrop Mercer
  • Robert Winthrop Mercer

View on SEC IAPD

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