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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-05-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Tuscaloosa | AL | 09/2015 | 10/2019 |
| Raymond James Financial Services Advisors Inc. | Tuscaloosa | AL | 09/2015 | 10/2019 |
| Lance Hocutt Financial Group | Tuscaloosa | AL | 09/2015 | Present |
| Stonex Securities Inc | Tuscaloosa | AL | 11/2019 | 03/2024 |
| Stonex Advisors Inc | Tuscaloosa | AL | 11/2019 | 03/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2024 | Present |
1) LANCE HOCUTT FINANCIAL GROUP, 2727 UNIVERSITY BLVD SUITE 201 TUSCALOOSA AL, 09/2015, PRESIDENT, DBA, INV REL, 40 HR/MO 40 HR/MO TRADING 2) STRATEGIC PARTNERS, 2727 UNIVERSITY BLVD SUITE 201 TUSCALOOSA AL, 08/2004, OWNER, REAL ESTATE, NIR, 1 HR/MO 0 HR/MO TRADING 3) LANCE HOCUTT & ASSOCIATES, 2727 UNIVERSITY BLVD SUITE 201 TUSCALOOSA AL, 05/2001, PRESIDENT, PASS-THROUGH ENTITY, NIR, 1 HR/MO 0 HR/MO TRADING 4) SWEETWATER OUTREACH, PO BOX 194 GRAYSVILLE AL, 05/2001, BOARD MEMBER, CHARITABLE ORGANIZATION, NIR, 10 HR/MO 0 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 05/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-30 |
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