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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-01 |
| ME | RA | APPROVED | 2024-05-20 |
| TX | RA | APPROVED | 2024-05-17 |
Branch Locations
Punta Gorda, FL • United States
23 Water St. Suite 203, Bangor, ME 04401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bangor | ME | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bangor | ME | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Bangor | ME | 05/2024 | Present |
SCW, LLC. ( OH DEER FRANCHISE); INV RELATED;PORTLAND,ME; ORGANIC SPRAY FOR DEER;15% OWNERSHIP; CONSULTANT AND BOARD MEMBER; START DATE: 04/30/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-09 |
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