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James Howard Dockens

U.S. Bancorp Advisors, LLC

Everett, WA

Lake Stevens, WA

Auburn, WA

Bonney Lake, WA

Puyallup, WA

Sumner, WA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-02-13
  • WA RA
    APPROVED
    Since 2026-02-13

Branch Locations

1702 Hewitt Ave, Everett, WA 98201 • United States

717 State Route 9 Ne, Lake Stevens, WA 98258 • United States

401 15Th St Ne, Auburn, WA 98002 • United States

21125 State Route 410 E, Bonney Lake, WA 98391 • United States

222 39Th Ave Sw, Puyallup, WA 98373 • United States

15620 Main St, Sumner, WA 98390 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fulcrum Capital, Llc Seattle WA 10/2015 05/2017
U.S. Bancorp Investments, Inc. Puyallup WA 09/2017 02/2026
Unemployed Edmonds WA 06/2017 09/2017
U.S. Bancorp Advisors, Llc Everett WA 02/2026 Present
Previous Registrations
  • 2017-09-18 → 2026-02-13
    U.S. Bancorp Investments, Inc.
    Edmonds, WA
    Kenmore, WA
    Mukilteo, WA
    Puyallup, WA
    Puyallup, WA
    Spanway, WA
    Bonney Lake, WA
    Puyallup, WA
    Puyallup, WA
    Puyallup, WA
    Sumner, WA
    Auburn, WA
    Tacoma, WA
    Puyallup, WA
  • 2015-11-03 → 2017-06-12
    Fulcrum Capital, Llc
    Seattle, WA
  • 2011-10-27 → 2015-11-30
    Harrisdirect Llc
    Seattle, WA
    Arlington, VA
  • 2010-01-07 → 2011-10-21
    Berthel, Fisher & Company Financial Services, Inc.
    Mukilteo, WA
    Seattle, WA
    Cedar Rapids, IA
  • 2008-08-05 → 2010-01-08
    Harrisdirect Llc
    Arlington, VA
  • 2005-10-31 → 2007-03-21
    Osaic Services, Inc.
    Everett, WA
    Phoenix, AZ
  • 2002-06-03 → 2005-10-31
    Sentra Securities Corporation
    Everett, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-12
  • S66 Uniform Combined State Law Examination
    1997-11-12
Other Names
  • Jamie Howard Dockens

View on SEC IAPD

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MATTHEW JOHN BEYER
KRISTI RAE HENDERSON
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NICHOLAS STEPHEN WOLD
JASON LANG NELSON

Other Offices

MADRONA FINANCIAL & CPAS · EVERETT, WA
VICEROY INVESTMENT ADVISORS LLC · EVERETT, WA
PACIFIC CREST FINANCIAL ADVISORS, LLC · EVERETT, WA
EDWARD JONES · EVERETT, WA
EDWARD JONES · EVERETT, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Everett, WA
EDWARD JONES · EVERETT, WA
UBS FINANCIAL SERVICES INC. · EVERETT, WA

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