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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-16 |
| VA | RA | APPROVED | 2001-03-06 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
SMITHTOWN PROPERTIES LLC, INV RELATED, MONTPELIER, VA, 25% OWNERSHIP, START 9/11/2013, ZERO HOURS DURING TRADING, ZERO HOURS DURING TRADING, HOLDS VACATION HOME. EAGLES COURT CONDO UNIT OWNERS ASSOCIATION; NOT INV RELATED; ROSELAND,VA; COACHING AND DEVELOPING HS PLAYERS ; BOARD MEMBER; START DATE: 01/15/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-11-24 |
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