Daniel Charles Cummins

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 01/2018
  Tiaa-Cref Individual & Institutional Service, Llc
  Frisco, TX
• 01/2011 → 01/2018
  Tiaa
  Frisco, TX
• 01/2018 → 12/2025
  Bank Of America Private Bank
  Dallas, TX
• 12/2025 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 12/2025 → Present
  Schwab Wealth Advisory, Inc.
  Westlake, TX

Previous Registrations

• 2009-02-27 → 2011-01-07
  Wells Fargo Clearing Services, Llc
  Addison, TX
  Dallas, TX
  Plano, TX
  Plano, TX
  Alvarado, TX
  Flower Mound, TX
  Fort Worth, TX
  Dallas, TX
  Coppell, TX
  Addison, TX
  Cedar Park, TX
• 2007-01-11 → 2009-02-19
  Chase Investment Services Corp.
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX

Other Businesses

Sole Proprietor | Investment Related: No | Irving, TX | Type of OBA: Real Estate (Non-Agent/Broker) | Residential rental property | Start date: 2021-04-01 | Hours Per Month: Less than 20 | Hours Spent during Security Trading: 0 | Rental of single-family home to one tenant.

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-02-03
• S65 Uniform Investment Adviser Law Examination
  2007-01-10

Designations

• Certified Financial Planner

Other Names

• Dan Cummins
• Daniel Charles Cummins
• Daniel Charles Cummins