Christopher M. Criswell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-10-25
NJ	RA	APPROVED	2012-05-17
TX	RA	APPROVED	2012-05-17

FL RA
APPROVED

Since 2021-10-25
NJ RA
APPROVED

Since 2012-05-17
TX RA
APPROVED

Since 2012-05-17

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Odessa, FL • United States

Brigantine , NJ • United States

Brigantine, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Mt. Laurel	NJ	05/2012	Present

05/2012 → Present

Ubs Financial Services Inc.

Mt. Laurel, NJ

Previous Registrations

2009-06-01 → 2012-06-14

Morgan Stanley

Mount Laurel, NJ
2003-01-30 → 2009-06-01

Citigroup Global Markets Inc.

Mount Laurel, NJ

Mt. Laurel, NJ

Other Businesses

CDJ Partners LLC / 179 Kenwood Drive, Sicklerville, NJ 08081 / Partnership/ Food, Beverages & Tobacco / create and patent a new delivery system for non-alcoholic and alcoholic beverages / Partner / General partnership duties / Start Date 4/5/2019

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-12-27
S65	Uniform Investment Adviser Law Examination	1999-12-27

S63 Uniform Securities Agent State Law Examination

1999-12-27
S65 Uniform Investment Adviser Law Examination

1999-12-27

Other Names

Christopher Criswell

View on SEC IAPD