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Kathleen Ann Strong Catts

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stafford, VA

Stafford, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2015-12-03
  • VA RA
    APPROVED
    Since 2015-12-03

Branch Locations

1525 Stafford Mkt Pl Central Business Review Unit, Stafford, VA 22556 • United States

Stafford, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stafford VA 10/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-02
S63 Uniform Securities Agent State Law Examination 1998-02-10
  • S66 Uniform Combined State Law Examination
    2015-12-02
  • S63 Uniform Securities Agent State Law Examination
    1998-02-10
Other Names
  • Kathy Strong
  • Kathleen Ann Strong
  • Kathleen Ann Strong Catts

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STAFFORD, VA
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