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Jonathan Wade Kallen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Langhorne, PA

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-06
TX RA APPROVED_RES 2018-03-22
NJ RA APPROVED 2018-03-20
  • PA RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED_RES
    Since 2018-03-22
  • NJ RA
    APPROVED
    Since 2018-03-20

Branch Locations

Langhorne, PA • United States

1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coastal Equities, Inc Wilmington DE 01/2014 08/2017
Brick & Kyle Assoc. Ria Newtown PA 10/1997 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Princeton NJ 03/2018 Present
Unemployed Langhorne PA 08/2017 03/2018
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-15
S63 Uniform Securities Agent State Law Examination 1997-10-15
  • S65 Uniform Investment Adviser Law Examination
    2002-01-15
  • S63 Uniform Securities Agent State Law Examination
    1997-10-15
Other Names
  • Jonathan Wade Kallen
  • Jonathan Kallen

View on SEC IAPD

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