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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-26 |
| SD | RA | APPROVED | 2024-09-26 |
| MN | RA | APPROVED | 2024-09-23 |
| ND | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED_RES | 2024-09-20 |
Branch Locations
406 Main Avenue 250 2Nd Fl, Fargo, ND 58103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sioux Falls | SD | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | 09/2024 |
| Wells Fargo Advisors Financial Network, Llc | Fargo | ND | 09/2024 | Present |
ONE WEALTH LLC, INV RELATED, FARGO, ND, 18% OWNERSHIP, START 9/23/24, 1 HR PER MONTH, 1 HRS DURING TRADING, FINET PRACTICE;| OLE ENTERPRIZES LLC, INV RELATED, FARGO, ND, 100% OWNERSHIP, START 9/23/24, 1 HR PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE;| ONE WEALTH LLC DBA ONEWEALTH FINANCIAL, INV RELATED, FARGO, ND, USED TO PAY BILLS FOR PRACTICE; 18% OWNERSHIP, START 9/23/24, 1 HR PER MONTH, 1 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-30 |
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