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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-08-11
MO RA APPROVED 2025-08-11
  • KS RA
    APPROVED
    Since 2025-08-11
  • MO RA
    APPROVED
    Since 2025-08-11

Branch Locations

6701 College Blvd, Overland Park, KS 66211-1514 • United States

3494 Jeffco Blvd., Arnold, MO 63010-3919 • United States

Overland Park, KS • United States

Overland Park, KS • United States

1150 Ne Douglas St, Lees Summit, MO 64086-4602 • United States

305 W Mount Vernon St, Nixa, MO 65714-9617 • United States

301 1St St, Kennett, MO 63857-2054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Kansas City MO 09/2011 04/2020
U.S. Bancorp Investments, Inc. Prairie Village KS 04/2020 06/2022
Charles Schwab & Co., Inc. Leawood KS 06/2022 09/2024
Charles Schwab Bank, Ssb Leawood KS 06/2022 09/2024
Fbl Financial Group West Des Moines IA 09/2024 Present
Fbl Marketing Services, Llc West Des Moines IA 10/2024 08/2025
Ameriprise Financial Services, Llc Arnold MO 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-29
S63 Uniform Securities Agent State Law Examination 2005-06-18
  • S66 Uniform Combined State Law Examination
    2010-12-29
  • S63 Uniform Securities Agent State Law Examination
    2005-06-18
Other Names
  • Frank Cruz Santos
  • Frank Santos
  • Franklin C Santos
  • Frank C Santos
  • Franklin Santos

View on SEC IAPD

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