Sandeep Sunny Sood

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Wells Fargo Bank, N.A.
  Atlanta, GA
• 04/2011 → 11/2016
  Wells Fargo Advisors Llc
  Atlanta, GA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Atlanta, GA

Previous Registrations

• 2005-10-19 → 2009-01-29
  Banc Of America Investment Services, Inc.
  Alpharetta, GA
  Alpharetta, GA
• 2004-09-17 → 2005-09-28
  Vanguard Advisers, Inc.
  Valley Forge, PA

Other Businesses

CONSERVATOR/GUARDIAN; NOT INV RELATED; HOSCHTON, GA; GUARDIAN; 03/2025; 15 HOURS PER MONTH; 0 DURING TRADING; ASSIST BROTHER

Exams

• S66 Uniform Combined State Law Examination
  2015-08-04
• S65 Uniform Investment Adviser Law Examination
  2004-09-13
• S63 Uniform Securities Agent State Law Examination
  1997-09-26

Designations

• Certified Financial Planner