Trevor Patrick Wardlaw

Employer firm

Wardlaw Wealth Management LLC CRD 315408

$75.6M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2007 → 10/2021
  Securities America, Inc.
  Waco, TX
• 07/2007 → 10/2021
  Securities America Advisory
  Waco, TX
• 01/1985 → Present
  Wardlaw Claims Inc
  Waco, TX
• 09/1999 → Present
  Author
  Waco, TX
• 10/2021 → Present
  Wardlaw Wealth Management Llc
  Waco, TX

Previous Registrations

• 2007-07-03 → 2021-10-26
  Securities America Advisors, Inc.
  Waco, TX
  La Vista, NE
  Waco, TX
• 2000-11-10 → 2007-06-27
  Brookstreet Securities Corporation
  Southlake, TX
  Waco, TX

Other Businesses

Name of the Other Business: Independent Insurance Agent Investment Related: N Address of the other business: 200 W STATE HIGHWAY 6 STE 614; WACO TX 76712-7923 Nature of Business: Insurance Sales Your position: agent NATURE: FIXED INSURANCE BUSINESS - INSURANCE AGENT - SALES- START Start Start Date: 08/01/1997 Number of hours per month devoted to the business: 4 Number of hours per month devoted to the business during securities trading hours: 4 Describe your duties: I keep this OBA active in case I come across fixed business. I have not marketed or sold fixed business in the past year. TREVOR P. WARDLAW Whether business in investment related: N Address: PO Box 23752, Waco TX 76712, United States Nature of Business: Book Author / Publisher Your position: Author / Publisher Start Date: 10/01/2014 Number of hours per month devoted to the business: 10 Number of hours per month devoted to the business during securities trading hours: 0 Describe your duties: Created a children's book (Rowdy the Rainbow Rabbit) with my son Brett and established an account via Amazon etc ... Also, I published information about Texas History and the Civil War. WARDLAW CLAIMS SERVICE Whether business in investment related: N Address of the other business: 2725 Texas Central Pkwy, Waco TX 76712, United States Nature of the other business: WARDLAW CLAIMS INC - INSURANCE CLAIMS ADJUSTING - WACO TX Your position: Minority owner Start Date: 01/01/1992 Number of hours per month devoted to the business: 0 Number of hours per month devoted to the business during securities trading hours: 0 Describe your duties: No activities to report. WARDLAW CABIN Whether business in investment related: No Address of the other business: 1771 Silver Tree Lane, Estes Park CO 80517, United States Nature of the other business: Rental Property Your position: owner Start Date: : 06/15/2020 Number of hours per month devoted to the business: 0 Number of hours per month devoted to the business during securities trading hours: 0 Describe your duties: Cabin rental as needed for summer.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-14
• S63 Uniform Securities Agent State Law Examination
  1997-10-23