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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-01-11 |
| CA | RA | APPROVED | 2008-11-03 |
Branch Locations
300 University Avenue Suite 200, Sacramento, CA 95825 • United States
1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co | Roseville | CA | 10/2008 | Present |
NAME AND ADDRESS OF ENTITY: HOME RENTAL, 1253 Q STREET, SACRAMENTO, CA 95811 NATURE OF ENTITY: RENT OUT CURRENT RESIDENCE ROLE IN OUTSIDE BUSINESS ACTIVITY: LANDLORD RESPONSIBILITIES IN THIS ROLE: SERVE AS LANDLORD. HOURS DEVOTED TO OTHER BUSINESS: 2 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-30 |
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