David Warren Hoffmann

Current Employers

Employment History

• 10/2015 → 04/2019
  Db Root & Company, Inc.
  Pittsburgh, PA
• 10/2015 → 04/2019
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2019 → 08/2024
  Triad Advisors
  Norcross, GA
• 04/2019 → 08/2020
  H Financial Management
  Canonsburg, PA
• 06/2020 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Canonsburg, PA

Previous Registrations

• 2019-04-23 → 2020-09-10
  H Financial Management
  Canonsburg, PA
• 2015-10-01 → 2019-05-13
  D.B. Root & Company, Llc
  Pittsburgh, PA
• 2005-03-10 → 2015-09-30
  Commonwealth Financial Network
  Pittsburgh, PA
  Pittsburgh, PA
• 2002-01-25 → 2010-12-31
  D.B. Root & Company, Inc.
  Pittsburgh, PA

Other Businesses

1. FIXED INSURANCE POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 1/1/02 ADDY: Bridgeville PA 15017 DESCRIPTION: Discuss/sell insurance to clients where appropriate 2. RIVER CITY BRASS BAND POSITION: Board of directors member NATURE: brass band INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 04/10/2019 ADDY: Pittsburgh PA 15219 DESCRIPTION: on the board 3. LEADERSHIP WASHINGTON COUNTY POSITION: N/A NATURE: 501(c)3 / Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 05/13/2024 ADDY: Canonsburg PA 15317 DESCRIPTION: member of the Board of Directors - attend meetings, vote on items, member of the alumni committee. 4. TONYSTRONG FOUNDATION POSITION: Treasurer NATURE: Charitable organization providing camps, clinics, and funding for underprivileged youth for sports. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDY: Glassport PA 15045 DESCRIPTION: Board member, voting on recipients of funds, helping to govern the organization. 5. JUSTABOUT WEALTH MANAGEMENT LLC POSITION: CEO NATURE: investments/financial planning/401k INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 180 START DATE: 06/01/2020 ADDY: Bridgeville PA 15017 DESCRIPTION: run company, invest, financial plans 6. PITTSBURGH ROTARY CLUB FOUNDATION BOARD POSITION: chairperson NATURE: foundation utilizes the funds raised for charitable causes related to improving the community through various services projects INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2021 ADDY: Pittsburgh PA 15219 DESCRIPTION: members of the board work together to manage day-to-day operations, funds raised and are steward of financial contributions donated & earned over the years,Board oversees investment of the donations to the foundation and the distribution of the funds for charitable projects 7. JUSTABOUT WEALTH MANAGEMENT POSITION: Landlord NATURE: Anthony Priano, a sole proprietor, will be renting an office in the same building as our firm. He is a recruiter and has no involvement in the securities business. His office will be on a separate floor and he cannot gain access to our space as there is a locked door between floors and he will not have a key. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2026 ADDY: Bridgeville PA 15017 DESCRIPTION: He will be renting an office in the same building where our offices are located but his space will be on a separate floor. I do not have any duties directly tied to this Outside Business Activity aside from collecting rent. 8. PRESBYTERIAN SENIORCARE NETWORK POSITION: Board of Directors NATURE: They offer a comprehensive continuum of care and service options to meet the needs of older adults from all walks of life, whenever they are on life's journey. From senior living communities and affordable housing to at-home programs and services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 05/20/2026 ADDY: Oakmont PA 15139 DESCRIPTION: Serve as an active advocate and ambassador for the organization and assist in identifying and securing the financial resources and partnerships necessary to advance the mission. Leverage connections, networks and resources to develop collective action to pursue the mission. Help identify personal connections that can benefit fundraising efforts, promote reputational standing, influence public policy or generate interest in board service.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-03-30
• S63 Uniform Securities Agent State Law Examination
  1997-10-24

Designations

Other Names

• David Warren Hoffmann